About Our Firm
INDEPENDENT INNOVATIVE INTEGRITY
Founded in 1992, Register Financial serves a well-established clientele of sophisticated investors who have adopted a prudent approach to wealth preservation and increasing asset value. Being an independent firm enables us to act for our clients as truly objective advisors, without the constraints and conflicting pressures from underwriting activities or affiliated products associated with the large investment firms. Register Financial offers both traditional and nontraditional approaches to the management of assets. We offer an environment with experienced investment professionals, creativity, and unique investment strategies designed to meet your investment objectives. We are FINRA and SIPC® member, and SEC member Register Investment Advisor.
INDEPENDENT
Register Financial was founded as an independent firm to benefit both the client as well as the advisor. The firm provides a full complement of products and services offered at any major Wall Street firm yet provides flexibility and personalized service expected at the smaller organizations. Further, we act quickly and decisively, without the bureaucratic interference or pressure incurred elsewhere. Our goal is to provide exceptional service and investments that suit your style and objective.
INNOVATIVE
We understand the power of knowledge, which is why we invest heavily in technology and information services. In addition to traditional Wall Street sources, we use a broad and diverse network of informational sources. Multiple services are used in the planning, investment, and performance process. We utilize numerous sources of outside research as well as in-house research conducted by our own analysts. We use a number of applications for performance reporting and offer a secured web site that allows clients to review their account online.
INTEGRITY
Our associates have outstanding credentials and have chosen to affiliate with Register Financial because of its distinctive business environment. We employ only the highest quality professionals who have weathered difficult market periods. Our professionals are respected in the investment community. They have held many leadership positions in both major and regional investment firms as well as their community. Over the years we have taken great care to assemble a diverse team of advisors who possess individual talents and the common vision of placing the client’s interests first. Every client has access to the collective experience and professional training of our entire team.
PROFESSIONAL ASSOCIATIONS
S.E.C. Register Investment Advisor (RIA) through Register Financial Advisors
Member of Financial Industry Regulatory Authority (FINRA)
Member of Securities Investor Protection Corporation (SIPC®)
Municipal Securities Rulemaking Board (MSRB)
Georgia Securities Association (GSA)
PROFESSIONAL ORGANIZATIONS
The CFA Institute
Atlanta Society of Financial Analysts, Inc. (ASFA)
Southeastern Hedge Fund Association (SHFA)
Association for Corporate Growth
Georgia Biomedical Partnership
Atlanta Venture Forum
American Israel Chamber of Commerce
Leadership Atlanta
As part of our commitment to providing quality and state-of-the-art service, we have a clearing relationship with First Clearing Corporation, LLC, a division of Wells Fargo Securities. First Clearing is one of the nation’s largest clearing firms.
Coverage for cash and securities in client brokerage accounts is provided by SIPC® and First Clearing Corporation, LLC. Please refer to the www.sipc.org for an explanatory brochure. First Clearing Corporation, LLC, has provided additional protection. Please ask your advisor for more information. No coverage provides protection against declines in the market value of account investments.
DISCLAIMER:
Information contained herein has been derived from sources believed to be reliable but is not guaranteed as to the accuracy and does not purport to be a complete analysis of the security, company, or industry involved. Reports are not to be construed as an offer to sell or solicitation of an offer to buy any security. Register Financial Associates, Inc., its Principals, directors, and other employees may hold or take long or short positions in the securities we follow. The information and statistics in our reports have been obtained from sources we believe to be reliable but are not guaranteed by us to be accurate or complete. Investors may be prohibited in certain states from purchasing some over-the-counter securities mentioned herein. Any and all earnings, projections, estimates, and opinions assume certain market conditions and industry developments that can change rapidly. Opinions expressed are subject to change without notice.